1.3 Confidentiality

1.3.1           Save as the Rules otherwise provide and/or as may be required by law, rules or directions from the authorities or government bodies or agencies, the Exchange shall keep confidential all information concerning a Member’s affairs (including information concerning its clients and Responsible Individuals) acquired by it in the course of its operations or investigations unless the Member (or client or Responsible Individual, as the case may be) agrees otherwise, or the information is or becomes published or generally known otherwise than through a breach by the Exchange of the provision of this Rule.

 

1.3.2           The Exchange shall take reasonable steps to require its officers, employees and agents (including persons appointed to assist or advise the Exchange in investigations or other of its operations) to comply with the Rules. The Exchange may disclose such information to such persons, authorities, government bodies or agencies having responsibility for or in connection with the regulation of investment or any other financial business (and this shall include without limitation the MAS, clearing houses and self-regulating organizations or with the enforcement of law as the Exchange thinks fit but without prejudice to any other right to disclosure given to it in the Rules) or as required by applicable laws.

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