3.1 Reporting Requirements

a.   Every Member shall furnish to the Exchange such information or documents concerning its relationship or dealings with its main (or any other) regulator which may affect the Member’s permission to be a Member of the Exchange or to trade on the Exchange.

 

b.   The Directors or the Compliance Committee may modify the operation of this Rule and make different directions in relation to different categories of Member and may make such directions generally or in relation to particular Members or particular occasions and in all cases subject to such conditions as they may think fit.

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