3.6 Compliance Committee

3.6.1           There shall be a Compliance Committee appointed by the Directors and which terms of reference shall be agreed by the Directors and notified to the Members from time to time.

 

3.6.2           The Compliance Committee shall be responsible for promotion of good regulatory practices. Without derogating from this, the Compliance Committee shall have such powers as the Rules may from time to time provide including, without limitation, those powers mentioned in Rule 5 (Disciplinary).

 

3.6.3           The Compliance Committee shall be entitled to seek professional advice and consultation on the investigation process, response and/or decision and ruling.

 

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