3.9 Interviews

3.9.1           If a person is formally summoned to an interview with the Compliance Officer (or persons appointed by him), that person must attend the interview. In the event of non-attendance the person may also face possible exclusion from the Market until he take reasonable steps to make himself available on an alternative date. Every letter from the Compliance Officer or his staff advising of the interview shall indicate the penalty in order for it to apply.

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