Rule 5 – Disciplinary

View full set of Rulebook

Summary of this Rule 5:


Rule 5 deals with circumstances in which acts of misconduct or breaches of the Rules have occurred, and the steps which the Exchange can take to sanction or punish a Member for such breaches. The Rule also outlines the right of the Exchange to investigate such breaches, and stipulates how such breaches should be dealt with in set procedures. Members have the right of appeal, and the appeals procedure is outlined in this Rule.

part of eex group 2018 © Cleartrade Exchange Pte Ltd. All rights reserved.